AKS Research Analysis · SEBI Registered
Mon–Sat: 9:30 AM – 6:30 PM
+91 6262 071212
info@aksresearch.in
SEBI Reg: INH000015428
+91 62620 71212
Disclaimer
Investment in securities market are subject to market risks. Read all the related documents carefully before investing | The securities quoted are for illustration only and are not recommendatory | Registration granted by SEBI and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors        Investment in securities market are subject to market risks. Read all the related documents carefully before investing | The securities quoted are for illustration only and are not recommendatory | Registration granted by SEBI and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors       
IMPORTANT ALERT — BEWARE OF SCAMMERS

Beware of Fraudsters!

Fraudsters are misusing AKS Research Analyst name on social media to collect money into personal accounts.

We have only one official business account under the name:
AMIT KUMAR SINGH RESEARCH ANALYST
as mentioned on www.aksresearch.com

Instagram WhatsApp Telegram Others

We are NOT responsible for payments made to any other account or QR code.

1
Always verify bank details with our compliance team before making any payment or subscription.
2
Only pay to the official account/QR code listed on www.aksresearch.com.
3
When in doubt, call us directly to confirm before any transaction.
Verify Now: +91 6262 071212
A. Vision

Invest with Knowledge & Safety

Empowering every investor to make informed, secure investment decisions through transparent and unbiased research.

A. Mission

Financial Wellness for Every Investor

Every investor should be able to invest in right investment products based on their needs, manage and monitor them to meet their goals, access reports and enjoy financial wellness.

B. Business Transacted by the Research Analyst

To publish research report based on the research activities of the RA.

To provide an independent unbiased view on securities.

To offer unbiased recommendation, disclosing the financial interests in recommended securities.

To provide research recommendation, based on analysis of publicly available information and known observations.

To conduct audit annually.

To ensure that all advertisements are in adherence to the provisions of the Advertisement Code for Research Analysts.

To maintain records of interactions with all clients including prospective clients (prior to onboarding), where any conversation related to the research services has taken place.

C. Services Provided to Investors (No Indicative Timelines)

Onboarding of Clients: Sharing of terms and conditions of research services and completing KYC of fee paying clients.

Disclosure — Business & Conflicts: To disclose information that is material for the client to make an informed decision, including details of business activity, disciplinary history, terms and conditions, details of associates, risks and conflicts of interest, if any.

Disclosure — AI Tools: To disclose the extent of use of Artificial Intelligence tools in providing research services.

Disclosure — Third Party Reports: To disclose, while distributing a third party research report, any material conflict of interest of such third party research provider or provide web address that directs a recipient to the relevant disclosures.

Disclosure — Other Activities: To disclose any conflict of interest of the activities of providing research services with other activities of the research analyst.

To distribute research reports and recommendations to the clients without discrimination.

To maintain confidentiality with respect to publication of the research report until made available in the public domain.

To respect data privacy rights of clients and take measures to protect unauthorized use of their confidential information.

To disclose the timelines for the services provided by the research analyst to clients and ensure adherence to the said timelines.

To provide clear guidance and adequate caution notice to clients when providing recommendations for dealing in complex and high-risk financial products/services.

To treat all clients with honesty and integrity.

To ensure confidentiality of information shared by clients unless such information is required to be provided in furtherance of discharging legal obligations or a client has provided specific consent to share such information.

E. Rights of Investors
Right to Privacy and Confidentiality
Right to Transparent Practices
Right to Fair and Equitable Treatment
Right to Adequate Information
Right to Initial and Continuing Disclosure — all statutory and regulatory disclosures
Right to Fair & True Advertisement
Right to Awareness about Service Parameters and Turnaround Times
Right to be informed of the timelines for each service
Right to be Heard and Satisfactory Grievance Redressal
Right to have timely redressal
Right to Exit from Financial product or service in accordance with agreed terms and conditions
Right to receive clear guidance and caution notice when dealing in Complex and High-Risk Financial Products
Additional Rights to vulnerable consumers — right to access services in a suitable manner even if differently abled
Right to provide feedback on financial products and services used
Right against coercive, unfair, and one-sided clauses in financial agreements
F. Responsibilities of Investors (Do's & Don'ts)
DO'S
Always deal with SEBI registered Research Analyst.
Ensure that the Research Analyst has a valid registration certificate.
Check for SEBI registration number. Refer to SEBI website for the list of all registered Research Analysts.
Always pay attention towards disclosures made in the research reports before investing.
Pay your Research Analyst through banking channels only and maintain duly signed receipts. Payment may also be made through CeFCoM of RAASB (for fee paying clients).
Before buying/selling securities or applying in public offer, check for the research recommendation provided by your Research Analyst.
Ask all relevant questions and clear your doubts with your Research Analyst before acting on recommendation.
Seek clarifications and guidance on research recommendations, especially if it involves complex and high-risk financial products and services.
Be aware that you have the right to stop availing the service of a Research Analyst as per the terms of service agreed.
Be aware that you have the right to provide feedback to your Research Analyst in respect of services received.
Be aware that you will not be bound by any clause which contravenes any regulatory provisions.
Inform SEBI about Research Analyst offering assured or guaranteed returns.
View SEBI Registered RA List
DON'TS
Do not provide funds for investment to the Research Analyst.
Don't fall prey to luring advertisements or market rumors.
Do not get attracted to limited period discounts, incentives, or gifts offered by Research Analyst.
Do not share login credentials and password of your trading, demat, or bank accounts with the Research Analyst.
Don't allow anyone to trade on behalf of you.
Do not deal with unregistered Research Analysts.
Do not blindly follow tips without proper due diligence and verification.
D. Grievance Redressal Mechanism
How to Lodge a Complaint

Investor can first approach the concerned Research Analyst who shall strive to redress the grievance immediately, but not later than 21 days of receipt of the grievance.

SCORES 2.0 — A web-based centralized grievance redressal system of SEBI for facilitating effective grievance redressal in a time-bound manner.
https://scores.sebi.gov.in

Two-level review for complaint/grievance against Research Analyst:
First review done by designated body (RAASB)  ·  Second review done by SEBI.

Email to designated email ID of RAASB (Research Analyst Administration and Supervisory Body).

If not satisfied with the resolution provided by Market Participants, the investor may file the complaint/grievance on the SMARTODR platform for resolution through online conciliation or arbitration.

Physical Complaints — Office of Investor Assistance and Education Securities and Exchange Board of India (SEBI),
SEBI Bhavan, Plot No. C4-A, 'G' Block,
Bandra-Kurla Complex, Bandra (E),
Mumbai – 400 051